Unit I · Law of Investments and Securities

Object, Board and registration of intermediaries

Study aid only. Confirm statute numbers with the current bare Act and the official OU LL.B. (3-YDC) 2024–25 syllabus PDF.

Statute sections

Act / instrumentSectionName
Securities and Exchange Board of India Act, 1992 3 Establishment and incorporation of the Board
Securities and Exchange Board of India Act, 1992 11 Functions of the Board
Securities and Exchange Board of India Act, 1992 12 Registration of intermediaries
Securities and Exchange Board of India Act, 1992 11B Directions by the Board

Landmark cases